Axon Knowledge - Pear


Compliance Review Service

Combining Axon’s market data expertise and supported by content from the PEAR platform, the Compliance Review service helps firms establish where they sit within the compliance spectrum, and makes recommendations for savings, efficiencies and process improvements.

The service can be provided either as a precursor to migrating to ADS, or as a stand-alone piece of work to give firms peace of mind about their data licensing and reporting compliance status.

The Compliance Review service can be tailored specifically to the needs of each firm, depending on their goals. It saves firms money by identifying any inconsistencies in their licensing, and by providing them with a better understanding of their current market data reporting position across applications and services.

Compliance Review Benefits

  • Enables firms to determine accurate data charge costs based on current usage requirements.

  • Identifies and documents any exposures in licensing and reporting and makes recommendations for remediation.

  • The Review is overseen by Axon’s expert team of analysts, benchmarking the standard exchange market data agreements, policies and pricing contained in PEAR, against the business practices of your organisation, to determine current and future compliance requirements.

  • Quantifies any savings that can be made by availing of netting programs and other potential cost-saving strategies such as role based exemptions.

  • Is tailored to meet the individual needs of each customer.

Team looking at compliance documents